Response to Past Market Consultations

CHKLC has submitted response to the following consultation. To view the submission, please click on the link.

Date Name
2020-10-09 Paper on Review of Listing Rules relating to Disciplinary Powers and Sanctions Submission
2020-09-24 Proposals to Introduce a Paperless Listing & Subscription Regime, Online Display of Documents and Reduction of The Types of Documents on Display Submission
2020-03-19 Corporate WVR Beneficiaries Submission
2019-09-27 HKEX Consultation Paper on Codification of General Waivers and Principles Relating to IPOs and Listed Issuers and Minor Rule Amendmentsnce Reporting Guide and Related Listing Rules Submission
2019-07-19 HKEX Consultation Paper on Review of the Environmental, Social and Governance Reporting Guide and Related Listing Rules Submission
2019-04-26 SFC, HKEX and FSR Joint Consultation on a Revised Operational Model for Implementing an Uncertificated Securities Market ('USM') in Hong Kong Submission
2018-11-30 HKEX Consultation Paper on Proposal Relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements Submission
2018-10-12 HKEx Consultation Paper on Review Structure in Relation to Listing Committee Decisions Submission
2018-06-29 Consultation Paper on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments Submission
2018-04-19 SFC Consultation Paper on proposed amendments to the Codes on Takeovers and Mergers and Share Buy-backs Submission
2018-03-23 HKEX Consultation Paper on A Listing Regime for Companies from Emerging and Innovative Sectors Submission
2017-12-08 HKEX Questionnaire on Consultation Paper on Review of the Corporate Governance Code and Related Listing Rules Submission
2017-11-24 HKEx Consultation Paper on Delisting and Other Rule Amendments Submission
2017-11-24 HKEX Consultation Paper on Capital Raisings by Listed Issuers Submission
2017-08-18 HKEx Questionnaire on Review of the Growth Enterprise Market (GEM) and Changes to the GEM and Main Board Listing Rules Submission
2017-08-18 HKEx Concept Paper on New Board Submission
2016-09-13 SFC and HKEx Joint Consultation Paper on Proposed Enhancements to the Stock Exchange of Hong Kong Limited's Decision-Making and Governance Structure for Listing Regulation Submission
2015-09-11 HKEx Consultation Paper on Review of the Environmental, Social and Governance Reporting Guide Submission
2015-05-29 SFC Consultation Paper on Principles of Responsible Ownership Submission
2014-12-16 HKEx Concept Paper on Weighted Voting Rights Submission