Financial And Regulatory Affairs Column

The Financial and Regulatory Affairs Column articles are authored by the Financial and Regulatory Affairs Committee of CHKLC and discuss current listing rules and regulations matters and other relevant issues. The articles are originally printed in the Momentum magazine. These archived articles, as well as other articles with a stock market regulation angle, can be read here.

Issue
Topic
Autumn/Winter 2022/2023
SFC Proposed Amendments to the Securities and Futures Ordinance
Summer 2022
Board Diversity INED Tenure and Overboarding INEDs
Spring 2022
Listing of Aquila Acquisition Corporation on Hong Kong Stock Exchange Under the New SPAC Regime
Winter 2021/2022
Update on the Corporate Governance Code under the Listing Rules
Autumn 2021
Listing of Special Purpose Acquisition Companies (SPACs) on Hong Kong Stock Exchange (HKEX)
Summer 2021
CHKLC Opposes to Proposed Rule Change about INEDs Having Served for Nine Years
Spring 2021
Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) in Hong Kong
Winter 2020/21
Profit Test for Listing on Main Board of Hong Kong Stock Exchange (HKEX) Under the Listing Rules
Autumn 2020
Update on Disciplinary Proceedings and Sanctions under the Listing Rules
Summer 2020
Regulating Corporate America - Myths and Realities
Spring 2020
Novel Coronavirus Under the Listing Rules
Autumn/Winter 2019
Albert to Black Swan and Prevent Gray Rhion